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Thursday, September 12, 2019
7:30 am - 11:00 am

Why attend

In today’s highly stringent regulatory environment, organizations need to be able to successfully navigate engagements with regulators  across federal, state, and international levels. As compliance leaders strive to meet these demands, their responsibilities continue to grow -- managing and responding to regulatory requests on time, coordinating internal and external meetings with regulators, addressing the complexities of regulatory examinations, and preparing the business for various regulatory interactions. To meet these requirements and build trust with regulators, it helps to have a clearly-defined defined regulatory engagement strategy, as well as a structured process to manage regulatory engagements.This MetricStream-hosted breakfast roundtable offers senior regulatory compliance practitioners a thought leadership forum to discuss the key trends and challenges in regulatory engagement management

It also offers an opportunity to:

·         Address the multi-pronged challenges of regulatory affairs management in global organizations

·         Explore the components of a centralized framework for regulatory engagement

·         Learn about market trends and best practices to ensure regulatory readiness


7:30 am - 8:30 am

Registration & Networking Breakfast

8:30 am - 10:30 am

Presentation- Building organization-wide oversight of regulatory relations with a comprehensive program - Mark Everard,Senior Manager-Regulatory Relations & Engagement , Regulatory Affairs, Global Compliance, HSBC

10:30 am - 10:45 am

Closing Note - Anna Mazzone,Managing Director & General Manager, UK & Ireland, MetricStream

Venue & Location